Sector — IFAs
Independent Financial Advisers
Pension transfers, non-vanilla investments and inheritance planning continue to generate claims years after the advice was given. We defend the advice, the process, and the firm.
The claims you see
Where the risk lives.
- DB and SIPP transfer claims, often driven by claims management companies
- Unregulated and esoteric investments
- Suitability, risk-profiling and fact-find adequacy
- FOS-driven exposure that requires careful management
How we defend
What we do about it.
- Defence of suitability arguments grounded in contemporaneous documents
- Strategic engagement with FOS to steer the "fair outcome" in favour of the firm
- Coordinated regulatory and civil claim defence where required
- Limitation and procedural arguments where they help
- Judicial review if appropriate
Other sectors
Adjacent work.
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Direct lines to partners. Initial conversations are confidential and without obligation.